Compliance Week11 小时
FCA dings Infinox in first fine under U.K. capital market reforms of 2018
The U.K. Financial Conduct Authority issued a landmark fine against trading platform Infinox Capital for failing to report ...
Compliance Week17 小时
Experts: Prepare now with U.K. failure to prevent fraud offense on horizon
Fraud prevention is about to get more complicated with penalties also rising sharply for U.K. organizations. Starting Sept. 1 ...
Compliance Week11 小时
FCA dings Infinox in first-ever enforcement under 2018 reforms of capital markets
The U.K. Financial Conduct Authority issued a landmark fine against trading platform Infinox Capital for failing to report ...
Compliance Week14 小时
KuCoin latest crypto firm to pay hefty price for violating BSA with $297M penalty
The Sechelles-based owner of cryptocurrency exchange KuCoin has agreed to pay nearly $300 million in penalties-and cease ...
Compliance Week1 天
Inside Cyprus’ efforts to stem money laundering and sanctions evasion
Are there success stories in the international fight against money laundering and sanctions evasion? The island nation of ...
Compliance Week1 天
Q&A: Hellenic Bank CCO on progress made to fight corruption in Cyprus
Maria Aristidou Demetriou, chief compliance officer at Cyprus-based Hellenic Bank, spoke to Compliance Week about derisking ...
Compliance Week1 天
Q&A: Hellenic Bank CCO on progress made in anti-corruption in Cyprus banking sector
Maria Aristidou Demetriou, chief compliance officer at Cyprus-based Hellenic Bank, spoke to Compliance Week about derisking ...
Compliance Week1 天
UAE-based cyrpto solutions provide Scintilla names CCO
Scintilla, a cryptocurrency solutions provider based in the United Arab Emirates, announced the appointment of Janey ...
Compliance Week2 天
DOJ indicts five in remote IT work scheme to circumvent North Korean sanctions
Five people, including two Americans, allegedly duped U.S. companies into hiring North Koreans for contract IT work, and ...
Compliance Week5 天
CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard
The U.S. Consumer Product Safety Commission ordered Google-owned Fitbit to pay more than $12 million and comply with certain ...
Compliance Week1 天
Schueller named CCO at Scintilla
Scintilla, a cryptocurrency solutions provider based in the United Arab Emirates, has named Janey Schueller as its new Chief Compliance Officer (CCO).